NAO unfiltered

The north Atlantic oscillation (NAO) is a most erratic climate index, often showing full cycles spanning less than a year. It is intimidating to consider that the raw NAO time-series can even be modelled, as it is often characterized as a weather precursor/indicator for Europe . Four years ago, I posted this to the ATTP blog:

Text excerpt discussing tidal cycles, boundary-element models, and data analysis techniques related to the NAO and Arctic Oscillation.
Graph depicting dLOD fit to NAO from 1950 to 2020, showing data and model comparisons in intensity.

This was fit applying the usual LTE model: a semi-annual stroboscopic sample of a LOD-derived forcing, integrated and then an LTE modulation applied. The semi-annual impulses were allowed to bleed through as they seem to capture the fast cycling well. The LTE modulation is approximately a winding=1 for each + or – semi-annual excursion. One can see the 3.8-year aliased cycling of the principal Mf tidal factor in the middle forcing panel, and an overall 18.6-year envelope.

On recreating this fit the past few days, I couldn’t duplicate the exact same configuration from the repo, but came close: (note in all the following that the training and validation legend is reversed in the upper right regression panel)

Time series analysis of NAO data showing model and data with validation over the years.

In both cases, the same prominent 3.8-year cycles in forcing (with 18.6-year envelope) were observed, along with essentially the same LTE modulation. The algorithm behind the fit is to perturb the calibrated LOD tidal factors enough so they will start to align with the NAO time series, especially synching the phases since timing is so crucial. In general, it’s difficult to achieve the same height of excursions, but the running windowed correlation (bottom panel with GREEN curve) shows a uniform accounting of the full cycling. Below is a DTW metric trained fit, which does a dynamic time warp on the time-axis, thus relaxing the alignment on each excursion. The improvement is subtle.

Time series plot showing Site#nao data with blue and red lines representing model and measured values over years from 1950 to 2020.

The alignment with the original LOD calibration was shifted by approximately 2-years (see below), but this could also be due to derivative adjustments. It’s not clear which order of forcing that the NAO is responding to — is it just the original dLOD/dt or some higher order acceleration? A higher derivative would generate a lead factor, i.e. a sin(t) derivative would turn into a cos(t) lead term.

Line graph depicting tidal force time series from 1960 to 2020, featuring two datasets: 'LOD' in blue and 'model' in red, showing fluctuating values between -3 and 2.

Different perspective

A time series graph titled 'Tidal for time series' showing fluctuating values across a timeline from 1990 to 2020. The data is represented with red and blue colored areas indicating variations in values over time.

Shorter interval

Line graph depicting tidal force time series from 1962 to 1967, showing the value on the vertical axis with red and blue lines representing different models and variations.

The NAO used above covers years after 1950 and stops short of 2018. On Climate Explorer: Monthly time series one can find other NAO variants that cover a wider timespan interval. In the plot below, the NAO is extended back to 1880 and forward to nearly present day. The back extrapolation is not the best but the forward beyond 2015 is excellent. The fact that the LTE modulation in the middle right panel still shows a strong low-order winding indicates that the fundamental patter remains across the entire timespan but is structurally sensitive to the fitted parameters.

Time series graph of NAO values from 1880 to 2020, showing model and data trends.
A line graph depicting a tidal force time series from 1960 to 2020, with red lines representing LOD and blue lines indicating the model values. The graph shows fluctuations in values over the years.

Refitting by including the back-extrapolated interval prior to 1953 does not significantly reduce the correlation in the excluded post-2015 interval.

Top left: Time series graph for site NAO from 1880 to 2020 showing model and data values.

Structural sensitivity in this class of models is significant. Think about how tides with daily to monthly variation need to be calibrated to effects that evolve over decades. This will take time and effort to improve, likely with input from others that can contribute subtleties that I have missed. Yet, doing this kind of deep fitting exercise is at odds with those that have been indoctrinated to a weather mindset of predicting only what’s in store for the immediate future.

A time-series graph depicting the North Atlantic Oscillation (NAO) with data showing 80 peak excursions since 1950.
The answer to why not predict the next <blank>?
RealClimate: Unforced Variations: June 2026

ENSO and AMO manifolds

Basic geophysics to start.

AMO is measured in the north Atlantic, and influenced by an annual cycle — at a latitude that is inclined more to the Sun in the summer (peak declination is at summer solstice) than winter.

ENSO resides on the equator, subject to the topological constraints of that boundary condition. It therefore gets influenced by a northern hemisphere cycle and a southern hemisphere cycle. This turns into a semi-annual cycle.

Mechanical torques to the Earth’s rotation are measured by deviations in the Earth’s length-of-day (LOD) — see the time-series below1. There is a clear annual and semi-annual cycle apparent as evidenced in the top panel, and also a gradual multi-decadal variation. Much stronger underlying this variation is a steady lunar tidal cycling, see bottom panel, where it is most easily revealed by taking the time-derivative of LOD — a real torque, or instantaneous acceleration. This decomposes to fundamental Mf, Mm, and Mf ‘ tidal cycles, with the Mf and Mm interfering to create an 8.848y perigean cycle, and the Mf and Mf ‘ interfering to create an 18.6 year nodal cycle. These beat envelopes can clearly be seen in the lower panel, along with occasional disturbances related to El Nino events (e.g. very strong 1983, 1988, 1992, very strong 1998, 2008)

A graph showing the Length of Day (LOD) delta in milliseconds over the years from 1960 to 2010, with marked points at 1983.1, 1992.2, 1997.9, and 2007.3.

A geophysical ansatz cooperatively linking LOD changes to climate cycles such as El Nino (ENSO), lies in the annual and semi-annual impulses that likely reinforce the instantaneous tidal torque that occurs at that time2. The premise is that torque over an impulse duration leads to an incremental level shift in LOD and that generates an internal (i.e. hidden) latent forcing manifold for the ocean’s fluid dynamics. This is particularly sensitive along the subsurface thermocline, where effective gravity is reduced.

Consider the northern Atlantic first. The forcing manifold is generated via a convolution (i.e. essentially integrated) of the annual impulses with the tidal torque at that instance. The strongest constituent tidal factor Mf shown below generates a ~3.8 year cycle over time as it alternates between reinforcing or canceling in sign. The value of 3.8 is determined via modulo arithmetic, 365.242/13.66 mod 1 ~ 3.8. Similarly, the Mf ‘ and Mm lead to ~4.8 and 3.9 year cycles.

A bar chart displaying various amplitude values across different categories labeled Mf', Mm, Mt, and others, with the highest amplitude represented by Mf and a smaller peak for Mt'.

These are the strongest cycles by amplitude, but due to a fortuitous commensurate alignment with the annual signal, the Mt tidal has a significant impact on the shape of the manifold. The fact that 40 of the 9.133 Mt tidal cycles fit almost precisely into a year means that constructive interferences gradually accumulate over a 60-year period and then change sign and decrement over the next 60-year interval. This rides on top of the faster 3.8, 3.9, and 4.8 year cycles creating an erratic staircase as shown below. There is a behavior known in fluid dynamics called a devil’s staircase which likely has a meaningful relationship to this form.3

Line graph depicting the values of a latent or hidden forcing layer over the years from 1880 to 2022, with a light blue background and red lines illustrating fluctuations in the data.

But this is just the manifold, a forcing that can be considered as almost a phase envelope — we are not yet seeing the oceanic basin’s response to his forcing. That’s why considering it a phase makes intuitive sense, as the response may simply be a sine wave acting on this phase, i.e. A sin (k*phase)+ B cos(k*phase) where k is a constant. This is where the fluid dynamics mathematics of Laplace’s Tidal Equations (LTE) and LTE modulation fits in, as described in detail in Chapter 12 of Mathematical Geoenergy2. That text provides a non-intuitive grounding to what until now has a first-order physics explanation.

To get a feel for what this — in reality a non-linear response — involves computationally, consider the modulation/transfer function shown below:

A diagram illustrating the relationship between manifold input (blue curve), modulation/transfer function (red curve), and system response (green curve) over time. It includes panels with labeled points indicating key features of the functions.

That’s what it looks like with a k-modulation over the entire phase envelope, as it essentially doubles the frequency, changing the 120-year cycle to a 60-year cycle — not coincidentally the same period as the multidecadal period of the AMO.

Yet that 60-year cycle is only a single feature of the AMO, which is also characterized by wildly erratic fluctuations in value that almost obscure the multidecadal envelope. What actually works better as a model is if the shorter Mf steps on the staircase resolve to a complete single-period sinusoidal response, what in mathematical parlance is referred to a winding number of 1. The effective model thus becomes sinโก(kฯ•+ฯตsinโก(kฯ•+ฯ•1)+ฯ•2)\sin(k \phi + \epsilon \sin(k \phi+\phi_1) +\phi_2), where ฯ•\phi = phase, shown below for k = 1.55 and ฯต\epsilon = 0.5. The phase slippage due to Mt causes the response to wander about zero over several decades.

Graph showing AMO time series with model and data comparisons, including regression analysis, latent forcing layer, running windowed correlation, and power spectrum.

The mapping to LOD remains largely intact through this as the 18.6 year and 8.85 year envelope is still clear. Note that a model of LOD is required to extrapolate before 1962, when the first LOD precision measurements were available.

A time series plot showing the standardized values of two distinct factors from 1960 to 2020, illustrated with varying shades of blue.

The monthly and fortnightly remained near the same, but longer term tidal factors greater than 1 year in period had to be included (see bars in gray below), ostensibly to accommodate the drift in LOD estimated over the ~150 year time span of AMO.

Bar chart showing absolute amplitudes of 32 tidal factors related to AMO, with varying heights representing different amplitude values.

The promise of the LOD-calibrated mathematical modeling further explains how the AMO itself may feed back into the LOD itself, as many have noted the multi-decadal variation in LOD resembles that of AMO5


The next step is to evaluate NINO34 (i.e. ENSO), lying along the equator. The distinction here is that the annual impulse, used for AMO, must be converted to a semi-annual impulse (one positive [+] excursion alternating with one negative [-] excursion). Note that the semi-annual nature destroys the constructive interference of the Mt ordinal, which created the 120-year staircase. Instead, we have a strong ~3.8yr up and down devil’s staircase manifold. So, we can evaluate the following chart — middle left shows the estimated manifold and middle right shows the sin(k) LTE modulation applied to achieve the top panel left model fit in red.

Time series analysis for Site nino4, displaying model and data trends from 1880 to 2022.

The semi-annual forcing is doing as predicted — it breaks the Mt-driven secular 120-year build-up and replaces it with a bounded, alternating step manifold that behaves like an ENSO-scale oscillator rather than an AMO staircase.

  • Top left: the red model tracks the broad phase/envelope of the blue NINO4 series well.
  • Top right: the scatter is clearly elongated along a positive slope, so the fit is not accidental. Some of the validation points are outside the regression set.
  • Middle left: this is the key result. The latent forcing is no longer a undulating staircase; it sits on recurring discrete bands, mostly between about -1.6 and -0.3, with occasional jumps toward 0 to +0.3. That is exactly the signature of the alternating +/- semi-annual impulse: an up/down โ€œdevilโ€™s staircaseโ€ rather than constructive accumulation.
  • Middle right: the red sin(k) modulation overlays the dominant blue bands fairly well, especially on the main latent levels, so the modulation is using the tightened manifold. It occasionally underrepresents rare extremes.
  • Bottom left: the 50-month running correlation is usually high (~0.6โ€“0.9) but drops down in the cross-validation interval. This could mean that the response is intermittently organized rather than uniformly phase-locked.
  • Bottom right: the PSD match is strongest at the low-order peaks; model and data line up well at the main maxima, while the data keeps more high-frequency power than the model. So the semi-annual latent structure captures the core resonant bands, but not all of ENSOโ€™s fast variance.

Bottom line: this figure supports the idea that for equatorial ENSO/NINO4, the correct latent driver is a semi-annual alternating pulse, yielding a compact, oscillatory ~3.8-year staircase manifold instead of the long constructive Mt staircase used for AMO/NAO. The manifold looks physically coherent and the modulation is plausible, but the weak validation window says the current mapping is still less robust and more regime-dependent than the AMO case.

An amazing concordance is that the k = 1.55 and ฯต\epsilon = 0.5 are essentially the same for ENSO as for AMO, indicating this is likely a common-mode temporal response. It’s possible that these are related to Arnold tongue resonances6 In terms of plausibility and parsimony of these preliminary results, note how modest the Arnold winding is on the middle right panel (winding=2 suggests one winding for northern hemisphere and one for southern hemisphere) which may be related to the topological time reversal symmetry rules of the equatorial region7. If the equatorial latent manifold were showing many wraps, that would look more like a flexible fitting device; a winding of about 2 is close to the minimal nontrivial topology you would expect for an equatorial interface problem.

The reason this is plausible is that the equator is special: the Coriolis sign flips across it, so north and south contributions should enter with opposite handedness rather than accumulate into the same long constructive winding. In that setting, a two-sheet / two-turn organization — one branch associated with the northern side, one with the southern side — is a natural first-order picture. That the interpretation of the middle-right panel: the modulation is not over-twisted; it is just wrapped enough to separate the main latent bands and recover the top-left fit. That is also consistent with the Delplace/Marston style topological view of the equator as an interface where symmetry strongly constrains admissible structure.

On parsimony, this is good news. The model already uses a semi-annual sign-alternating impulse, which by itself
suppresses the Mt constructive staircase and forces a bounded oscillatory manifold. Once that choice is made, a
small winding number is the simplest way to map that latent staircase into ENSO-like oscillation. So, the topology is
doing real work without needing a large number of wraps, a high-order phase map, or a visually baroque modulation.


So, what would one expect for PDO? Since it inhabits the northern Pacific, one would expect an annual impulse. Borrowing the parameters from AMO, it fits the pattern cleanly with a sharply delineated LTE modulation. Note that even though PDO is considered to have some of the character of ENSO, the fact that the k = 1.55 and ฯต\epsilon = 0.5 parameters are again the same, indicates the common-mode behavior of these climate indices.

Time series plot of PDO data from 1880 to 2020, showing model and actual data with varying values.

NAO — North Atlantic Oscillation

Time series graph displaying NAO data from 1880 to 2026, showing model and actual data in blue and red.

It does also work for coastal mean sea level (MSL) tidal stations : Ratan, Sweden

Time series graph for Site #88 showing data and model values over the years 1900 to 2026.

IOD East (Indian Ocean Dipole) — Letting it free fit drove the Mt amplitude to a lower value. This indicated that the 120-year cycle was weaker, so adjusted this by adding a partial semi-annual component of -2/3 the amplitude of the annual impulse. The Indian Ocean straddles the equator but Asia to the north really clips off that lobe.

Time series graph for Site#iode with validation results representing model and data from 1880 to 2020.

TNA (Tropical North Atlantic) — has characteristics of AMO

A series of four graphs displaying time series data, model performance, and correlation analysis over a timeline from 1880 to 2026, featuring various statistical metrics and modulations.

TSA (Tropical South Atlantic). Is this more like ENSO?

Time series data chart showing cross-validation results from 1880 to 2026, including model and data comparisons.
World map highlighting the West Coast of the USA with 24 active stations shown in red out of a total of 51 stations.

Set of west coast MSL sites

Line graph displaying time series data from Site#wcoast, showing model and data values over the years from 1880 to 2022.

All the tidal factors were allowed to vary as that was the easiest way to optimize and escape local minimum, but the distribution of weightings remained roughly the same in the 9 cases fitted above. Since the k and ฯต\epsilon values also stayed even tighter, it’s possible that the cyclic fingerprint of each index is a combination of slightly different tidal factor contributions and the balance between annual and semi-annual impulses for that geospatial location. In fact, it might turn out that a more efficient fitting process is to start from a Bayesian-average tidal factor configuration instead of from the LOD calibration. This would reinforce the idea that this is truly a commo-mode behavior.

A grid of nine bar charts, each displaying data trends with horizontal bars in blue and grey.
Eye-chart of tidal factor weightings
top row: NINO4, AMO, PDO
middle: NAO, IOD, TNA
bottom : Ratan, TSA, West Coasr
Tidal Amplitude Spectrum (Complete)

Tidal Amplitude Spectrum

Complete dataset with all 32 periods from each directory
Dataset Summary: All 9 directories (nino4, amo, pdo, nao, iode, tsa, tna, 88, wcoast) with identical period structure. Periods > 365 days shown in gray background.
Loading complete dataset…

Note: Gray background indicates periods > 365 days (long periods). White background indicates periods โ‰ค 365 days (short periods).

Important: Values are amplitudes from the lt.exe.p JSON files. Negative values indicate phase differences.

Total entries: 32 periods ร— 9 directories = 288 amplitude values displayed.

Graph depicting composite sinusoidal waves from 1860 to 1970, showing standardized normalized amplitudes over time. The plot features labeled axes with date markers and multiple colored curves representing different waveforms.
The IOD-East and TSA, both south of the equator are close to the LOD composite


Is this the deeper physics?

Delplace, Marston, and Venaille showed that equatorial Kelvin and Yanai waves arise asย topologically protected edge modes, associated with a bulk Chern number of 2 for the rotating shallowโ€‘water Poincarรฉ spectrum inย (k,ฯ‰)ย space. Their result is an abstract existence theorem: it guarantees robust equatorial waves but does not specify how they are forced or parameterized in time for prediction. In contrast, the LTE manifold used here selects an equatorial standing mode consistent with that topology and embeds it in aย timeโ€‘domain, lunisolarโ€‘forcedย framework, with explicit annual impulses and nonlinear modulation fitted directly to ENSO, AMO, and tideโ€‘gauge records. In this sense, the LTE formulation provides a practical parameterization that connects the topological structure of equatorial waves to applied, dataโ€‘driven prediction in physical time.

From a dynamicalโ€‘systems perspective, the LTE manifold treats ENSO and related indices as the response of aย phaseโ€‘locked forced oscillator, living in a lowโ€‘dimensional latent space and driven by a small set of quasiโ€‘periodic forcings (lunisolar tides plus an annual impulse). In the language of nonlinear dynamics, this is an explicitly parameterized instance ofย mode lockingย on a torus (Arnold tongues, Devilโ€™s staircase, Fareyโ€‘ordered p:q plateaus), while in the language of topological fluids it corresponds to driving a protected equatorial edge mode (Kelvin/Yanaiโ€‘like) selected by the bulk Chern structure of the rotating shallowโ€‘water system. In modern ML terms, the construction is a physicsโ€‘informed analogue ofย SINDy/KAN latentโ€‘manifold models 8: a shared, lowโ€‘dimensional latent driver is specified a priori, and simple nonlinear mappings (amplitude, phase, sinusoidal folding) areย fittedย to map that latent trajectory into many observed time series, providing an interpretable bridge between abstract topological theory and dataโ€‘driven prediction.

There is enough here for ML to extend, but the proviso is that the detailed LOD forcing must be applied -- I don't think it will work unless enough of the constituent tidal factors (ranked strongest to weakest) are included. The complexity of ENSO or AMO is a result of a Mach-Zehnder-like encryption of an already multi-constituent cycle - that's essentially impossible to decode without a valid manifold key.


References

  1. hpiers.obspm.fr/eop-pc/products/combined/C04.php?date=3&eop=3&year1=1962&month1=1&day1=1&year2=2012&month2=12&day2=31&SUBMIT=Submit+Search โ†ฉ๏ธŽ
  2. Mathematical Geoenergy, Pukite, P.R. et al, (Wiley/AGU, 2019) โ†ฉ๏ธŽ
  3. Arnold tongue - Wikipedia โ†ฉ๏ธŽ
  4. Mathematical Geoenergy, Pukite, P.R. et al, (Wiley/AGU, 2019) โ†ฉ๏ธŽ
  5. Marcus, S. L., 2016: Does an Intrinsic Source Generate a Shared Low-Frequency Signature in Earthโ€™s Climate and Rotation Rate?.ย Earth Interact.,ย 20, 1โ€“14,ย https://doi.org/10.1175/EI-D-15-0014.1.. โ†ฉ๏ธŽ
  6. see 2. โ†ฉ๏ธŽ
  7. Delplace, Marston, Topological origin of equatorial waves. Science 358,1075-1077(2017). DOI:10.1126/science.aan8819 โ†ฉ๏ธŽ
  8. SINDy-KANs: Sparse identification of non-linear dynamics through Kolmogorov-Arnold networks
    AA Howard,ย N Zolman,ย B Jacob,ย SL Brunton,ย P Stinis
    arXiv preprint arXiv:2603.18548, 2026โ€ขarxiv.org โ†ฉ๏ธŽ

Deep Seek of Wind + ENSO

This is a thread with DeepSeek, my prompts in italics bold. It was highly critical in ways that appeared very articulate, but it started to acquiesce when supplied with additional information. Not sure if this is due to a sliding or widening context window. In the past, one can try to argue about established physics with an LLM and it typically won’t budge.

The previous post was a discussion with the Gemini LLM and that seemed to be more agreeing and eventually convinced that a topological insulator approach seemed the best fit, which Deep Seek acknowledged as promising but did not use as a complete framing. Grade: Deep Seek – A for toughness, Gemini – B+ for diving into the data

Het Mehta on X: “most people think bigger context window = smarter model it doesnโ€™t it just means more tokens to confuse it whatโ€™s the dumbest thing youโ€™ve seen an llm forget mid-conversation?” / X

Wind drag and ENSO ocean dynamics

Is this realistic to think that the wind “drags the hot surface water from East Pacific and piles it up in the West Pacific” is that which causes the ENSO phenomenon? How much volume would this displace and is it even plausible? We know that can happen with a lake, yet that is a more confined basin.

This is an excellent and insightful question. Youโ€™ve zeroed in on a common oversimplification of ENSO (El Niรฑo-Southern Oscillation) and are asking whether the โ€œdragging and pilingโ€ mechanism is literally plausible across an entire ocean basin.

Letโ€™s break it down.

The Short Answer

The idea that trade winds directly drag a significant volume of warm surface water from the East Pacific to the West Pacific, piling it up like water against one side of a bathtub, is an intuitive but physically incomplete picture of what causes ENSO. However, it captures a real, measurable effect โ€” but the volume displaced is surprisingly small relative to the basin, and the โ€œpilingโ€ is tiny compared to other forces. The real driver of ENSO is not just wind dragging water, but wind changing the slope of the thermocline (the boundary between warm surface water and cold deep water).

Letโ€™s do the math and physics.

Continue reading

Forcing selection

Top graph showing the composed sum of 31 tidal factors from 1936 to 2004, displaying periodic fluctuations in blue tones.
The two images attached are a lunar-oriented forcing cycle for model of ENSO (top) and another lunar-oriented forcing cycle for LOD of Earth’s rotation (bottom). Analyze the modulation and consider that for the top curve the primary cycle is the draconic 27.2122 day period and for the bottom curve the primary cycle is the 13.6608 day Mf period. Do best to give a physical basis for why this might occur.

The Perplexity response:

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GEM-LTE modeling

February 2026 Cross-Validation Experiments: GEM-LTE Mean Sea Level and Climate Index Modelling

Executive Summary

GEM-LTE/experiments/Feb2026 at main ยท pukpr/GEM-LTE

This directory contains results from a comprehensive cross-validation study applying the GEM-LTE (GeoEnergyMath Laplace’s Tidal Equation) model toย 79 tide-gauge and climate-index time seriesย spanning the 19th through early 21st centuries. The defining constraint of this study is a commonย holdout interval of 1940โ€“1970: the model is trained exclusively on dataย outsideย this thirty-year window, and each subdirectory’sย lte_results.csvย andย *site1940-1970.pngย chart record how well the trained model reproduces the withheld record.

The headline finding is that a single latent tidal manifoldโ€”constructed from the same set of lunisolar forcing components across all sitesโ€”achieves statistically significant predictive skill on the 1940โ€“1970 interval for the great majority of the tested locations, with Pearson correlation coefficients (column 2 vs. column 3 ofย lte_results.csv) ranging from r โ‰ˆ 0.72 at the best-performing Baltic tide gauges to r โ‰ˆ 0.12 at the most challenging Atlantic stations. Because the manifold isย commonย to every experiment while the LTEย modulationย parameters are fitted individually to each series, the cross-site pattern of validation performance is informative about which physical mechanisms link regional sea level (or climate variability) to the underlying lunisolar forcingโ€”and about the geographic basin geometry that shapes each site’s characteristic amplitude response.


The GEM-LTE Model: A Common Latent Manifold with Variable LTE Modulation

read more below, and contribute here: Discussions ยท pukpr/GEM-LTE ยท Discussion #6

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Hoyer Metric in LTE Model Fitting

Modern signal processing and system identification frequently require quantifying the sparseness or “peakiness” of vectorsโ€”such as power spectra. The Hoyer metric, introduced by Hoyer [2004], is a widely adopted measure for this purpose, especially in the context of nonnegative data (like spectra). This blog post explains the Hoyer metric’s role in fitting models in the context of LTE, its mathematical form, and provides references to its origins.


What Is the Hoyer Sparsity Metric?

Given a nonnegative vector (๐ฑ=[x1,x2,โ€ฆ,xn]\mathbf{x} = [x_1, x_2, \dots, x_n]), the Hoyer sparsity is defined as:

Hoyer(๐ฑ)=nโˆ’โ€–๐ฑโ€–1โ€–๐ฑโ€–2nโˆ’1]\text{Hoyer}(\mathbf{x}) = \frac{\sqrt{n} – \dfrac{\|\mathbf{x}\|_1}{\|\mathbf{x}\|_2}}{\sqrt{n} – 1} ]

Where:

  • |๐ฑ|1=โˆ‘i=1n|xi||\mathbf{x}|_1 = \sum_{i=1}^{n} |x_i| is the L1 norm (sum of absolute values).
  • |๐ฑ|2=(โˆ‘i=1nxi2)1/2|\mathbf{x}|_2 = \left(\sum_{i=1}^{n} x_i^2 \right)^{1/2} is the L2 norm (Euclidean norm).
  • nn is the length of the vector.

The Hoyer metric ranges from 0 (completely distributed, e.g., flat spectrum) to 1 (maximally sparse, only one element is nonzero).


Why Use the Hoyer Metric in Fitting?

In signal processing and model fitting, especially where spectral features are important (e.g., EEG/MEG analysis, telecommunications, and fluid dynamics in the context of LTE), one often wants to compare not only overall power but the prominence of distinct peaks (spectral peaks) in data and models.

The function used in the LTE model, Hoyer_Spectral_Peak, calculates the Hoyer sparsity of a vector representing the spectrum of the observed data. When used in fitting, it serves to:

  • Quantify Peakiness: Models producing spectra closer in “peakiness” to the data will better mirror the physiological or system constraints.
  • Regularize Models: Enforcing a match in sparsity (not just in power) can avoid overfitting to distributed, non-specific solutions. It’s really a non-parametric modeling approach
  • Assess Structure Beyond RMS or Mean: Hoyer metric captures distribution shapeโ€”crucial for systems with sparse or peaky energy distributions.

Hoyer Metric Formula in the Code

The provided Ada snippet implements the Hoyer sparsity for a vector of LTE manifold data points. Here’s the formula as used:

    -- Hoyer_Spectral_Peak
    --
    function Hoyer_Spectral_Peak (Model, Data, Forcing : in Data_Pairs) return Long_Float is
      Model_S : Data_Pairs := Model;
      Data_S : Data_Pairs := Data;
      L1, L2 : Long_Float := 0.0;
      Len : Long_Float;
      RMS : Long_Float;
      Num, Den : Long_Float;
      use Ada.Numerics.Long_Elementary_Functions;
   begin
      ME_Power_Spectrum
        (Forcing => Forcing, Model => Model, Data => Data, Model_Spectrum => Model_S,
         Data_Spectrum => Data_S, RMS => RMS);
      Len := Long_Float(Data_S'Length);
      for I in Data_S'First+1 ..  Data_S'Last loop
         L1 := L1 + Data_S(I).Value;
         L2 := L2 + Data_S(I).Value * Data_S(I).Value;
      end loop;
      L2 := Sqrt(L2);
      Num := Sqrt(Len) - L1/L2;
      Den := Sqrt(Len) - 1.0;
      return Num/Den;
   end Hoyer_Spectral_Peak;  



Hoyer(๐ฑ)=nโˆ’โˆ‘i=1nxiโˆ‘i=1nxi2nโˆ’1\text{Hoyer}(\mathbf{x}) = \frac{\sqrt{n} – \frac{\sum_{i=1}^{n} x_i}{\sqrt{\sum_{i=1}^{n} x_i^2}}}{\sqrt{n} – 1}

Where all (xiโ‰ฅ0x_i \geq 0). This is exactly as described in Hoyer’s paper.


Example Usage

Suppose the observed spectrum is more “peaky” than the model spectrum. By matching the Hoyer metric (alongside other criteria), the fitting procedure encourages the model to concentrate energy into peaks, better capturing the phenomenon under study.

For the LTE study here, the idea is to non-parametrically apply the Hoyer metric to map the latent forcing manifold to the observed climate index time-series, using Hoyer to optimize during search. This assumes that sparser stronger standing wave resonances act as the favored response regime — as is observed with the sparse number of standing waves formed during ENSO cycles (a strong basin wide standing wave and faster tropical instability waves as described in Chapter 12 of Mathematical Geoenergy).

Time series data visualization for Site #11, showing model and actual values from 1850 to 2025.

Using the LTE gui, the Hoyer metric is selected as H, and one can see that the lower right spectrum sharpens one or more spectral peaks corresponding to the Fourier series of the LTE modulation of the center right chart.

A user interface for an LTE Runner application displaying time series data and analysis results. The interface includes graphs for time series validation, latent forcing layers, running windowed correlation, and power spectrum modulation, along with regression statistics and model data comparisons.

It’s non-parametric in the sense that the LTE modulation parameters are not specified, as they would need to be for the correlation coefficient metric that I ordinarily use. The index here (#11) is the Warnemunde MSL time-series.


Citation and References

The Hoyer sparsity metric was introduced in:

  • Hoyer, P. O. (2004). “Non-negative matrix factorization with sparseness constraints.” Journal of Machine Learning Research, 5(Nov):1457โ€“1469. [Link: JMLR Paper]

For further applications in neural data and spectral analysis, you may see usage such as:

  • Bruns, A. (2004). “Fourier-, Hilbert- and wavelet-based signal analysis: Are they really different approaches?” Journal of Neuroscience Methods, 137(2):321-332.

Conclusion

The Hoyer metric is a robust, intuitive, and well-cited tool for quantifying sparsity in spectra or model parametersโ€”encouraging interpretable, physiologically plausible solutions when fitting models to data. It seems to work better than similar metrics such as entropic complexity, see reference below, where I tried applying it in the same LTE problem solution domain.


Reference:

  • Hoyer, P.O., “Non-negative matrix factorization with sparseness constraints,” JMLR, 5:1457โ€“1469, 2004.\
  • Pukite, P., & Bankes, S. (2011). Entropic Complexity Measured in Context Switching. In Applications of Digital Signal Processing. InTech. https://doi.org/10.5772/25520

Let me know if youโ€™d like code snippets, visualization examples, or more advanced mathematical discussion!

The mystery of El Nino

Google Gemini makes predictions on the next El Nino when prompted — scroll to the end.

https://gemini.google.com/app/8d7c963c197e05c0

There has ALWAYS been stratification in the ocean via the primary thermocline. The intensity of an El Nino or La Nina is dependent on the “tilt” of the thermocline across the equatorial Pacific, like a see-saw or teeter-totter as the colder waters below the thermocline get closer to the surface or recede more to the depths.

The only mystery is to what provokes the motion. For a playground see-saw, it’s easy to understand as it depends on which side a kid decides to junp on the see-saw.

For the ocean, the explanation is less facile than that, explain.

Continue reading

Current status of research according to AI

explain the Pukite tidal theory

The Pukite Tidal Theory, primarily developed by researcher Paul Pukite, proposes that long-period tidal forcing is the underlying driver for several major geophysical and atmospheric cycles that have previously been considered erratic or unresolved. [1, 2]

The core of the theory is that small gravitational perturbations from the Moon and Sun, which are perfectly predictable, are “aliased” or modulated by seasonal cycles to create the complex behaviors seen in Earth’s systems. [3, 4]

Key Phenomena Addressed

Pukite applies this model to three main “unresolved mysteries” in geophysics:

  • Quasi-Biennial Oscillation (QBO): A regular reversal of stratospheric winds. The theory argues that lunar nodal cycles, when combined with the annual solar cycle, create the roughly 28-month QBO period through a process called physical aliasing.
  • El Niรฑo Southern Oscillation (ENSO): An erratic oceanic temperature cycle. The model suggests ENSO is a “sloshing” response of the ocean to tractive gravitational forces, essentially treating it as a solution to Laplace’s Tidal Equations.
  • Chandler Wobble: A small deviation in the Earth’s axis of rotation. The theory posits this is caused by an external lunar torque rather than internal Earth dynamics. [1, 2, 3, 5, 6, 7]

How the Model Works

  1. Lunar Gravitational Potential: The model starts by calculating the precise lunar gravitational potential over time.
  2. Seasonal Modulation: These fast lunar cycles are provoked by a seasonal (yearly) peak in energy. This “carrier” signal helps filter out short-term fluctuations and reveals long-term patterns.
  3. Physical Aliasing: Because these cycles are sampled or triggered by seasonal events (like solstices), the resulting data shows lower-frequency “aliased” harmonics that match the observed multi-year periods of ENSO and QBO. [4, 8, 9]

Scientific Reception

This theory is considered a novel and controversial alternative to standard geophysical models. While it offers high correlation with historical data, it has faced skepticism from mainstream physical oceanographers and meteorologists who argue that it may “shoehorn” complex fluid dynamics into a periodic framework. Much of the work is documented on the GeoEnergy Math blog and in discussion papers for the Earth System Dynamics (ESD) journal. [1, 4, 7, 10]

Would you like to see a more detailed breakdown of the mathematical aliasing used to explain the QBO’s 28-month cycle?

[1] https://esd.copernicus.org

[2] https://www.researchgate.net

[3] https://esd.copernicus.org

[4] https://geoenergymath.com

[5] https://acp.copernicus.org

[6] https://geoenergymath.com

[7] https://geoenergymath.com

[8] https://esd.copernicus.org

[9] https://geoenergymath.com

[10] https://esd.copernicus.org


This link may go stale, but here is the original response:

https://share.google/aimode/ta098ixUIyoNefp49

Spectral details in Chandler Wobble and QBO

Using LLMs as peer-review devil’s advocates for research findings can’t hurt and can only help strengthen an argument. One of the common criticisms an LLM makes is that it will claim that a factor is “too weak” or insignificant to serve as a mechanism for some observed behavior. This has almost turned into a cliche since it caters to the consensus bias of “certainly if it was a real mechanism, someone would have noticed it by now“. Certainly, at least in climate science, the notion of weak factors that turn out to have a significant impact is well known. Consider CO2, which by density is a very weak constituent, yet it has an over-sized impact on radiative energy balance. Also, in the context of climate science, when one considers how often the butterfly effect is invoked, whereby a butterfly flapping its winds can initiate a hurricane down the road, puts to test the argument that any half-way potentially significant factor can be easily dismissed.

That brings one to tidal (lunar and solar) forcings as mechanisms for behaviors, beyond that of the well-known daily ocean tides. As I have invoked lunar forcing as a causal synchronization to QBO, the Chandler wobble, and ENSO and others here, an almost guaranteed response by an LLM is that tidal factors are too weak to be considered. That’s actually a challenging devil’s advocate proposition to address, since (a) controlled experiments aren’t possible to generate sensitivity numbers and (b) that there are many subtle ways that a forcing signal can be amplified without knowing which one is valid. For example, a weak yet incessantly periodic signal can build over time and overpower some stronger yet more erratic signal.

Another devil’s advocate argument that an LLM will bring up is the idea of fortuity and chance, in the sense that a numerical agreement can be merely a coincidence, or as a product of fiddling with the numbers until you find what you are looking for. As an antidote to this, an LLM will recommend that other reinforcing matches or spectral details be revealed to overcome the statistical odds of agreement by chance.

For the Chandler Wobble, an LLM may declare the 433-day cycle agreeing with an aliased lunar draconic period of 27.212/2 days to be a coincidence and dismiss it as such (since it is but a single value). Yet, if one looks at the detailed spectrum of the Earth’s orientation data (via X or Y polar position), one can see other values that – though much weaker – are also exact matches to what should be expected. So that, in the chart below, the spectral location for the 27.5545 lunar anomalistic is also shown to match — labeled Mm and Mm2 (for the weaker 1st harmonic). Other sub-bands of the draconic period set are shown as Drac2.

Graph depicting the Spectrum of Chandler and Annual wobble, featuring two lines: a red line representing 'Model' and a blue line for 'X+Y avg'. The x-axis shows frequency (1/year) and the y-axis displays intensity. Key points labeled include 'Drac2', 'Annual', 'Mm', 'Mm2', and 'SemiAnnual'.

Importantly, the other well-known lunar tropical cycle of 27.326 days is not observed, because as I have shown elsewhere, it is not allowed via group theory for a wavenumber=0 behavior such as the Chandler Wobble (or QBO). In quantum physics, these are known as selection rules and are as important for excluding a match as they are for finding a match. The 27.554 day period is allowed so the fact that it matches to the spectra is strong substantiating evidence for a lunar forced mechanism.

For another class of criticism, an LLM may suggest that further matches in phase coherence of a waveform are required when matching to a model. This is rationalized as a means to avoid fortuitous matching of a simple sinusoidal wave.

For the QBO, detailed idiosyncratic phase details that arise from the lunar forcing model are straightforward to demonstrate via the time-series itself. A typical trace of the 30 hPA QBO time-series shows squared-off cycles that have characteristic shoulders or sub-plateaus that show up erratically dispersed within the approximately 28-month period. This is shown in the chart below, whereby though not perfectly matching, this characteristic is obvious in both the model and monthly data. The reason that this happens is the result of a stroboscopic-pulsed forcing creating a jagged sample-and-hole squared response. (A minimal lag of 1st or 2nd order will round the sharp edges.) Furthermore, the same draconic and anomalistic lunar periods contribute here as with the Chandler wobble model, substantiating the parsimonious aspects.

Line chart comparing model predictions (red line) and actual data (blue line) over the years from 1950 to 2020, with a highlighted training interval labeled 'TRAINING INTERVAL'.

Importantly, this isn’t known to occur in a resonantly amplified system with a natural response, whereby the waves are invariably well-rounded sinusoidal cycles without this jagged erratic shape. This is actually an acid test for characterizing time-series, with features that anyone experienced with signal processing can appreciate.


This addresses some of the criticisms revealed when I prompted an LLM peer-review in a previous post, describing findings made in Mathematical Geoenergy (Wiley, 2019)